{"id":6072,"date":"2025-06-20T09:57:24","date_gmt":"2025-06-20T07:57:24","guid":{"rendered":"https:\/\/e3holding.de\/e3-approach\/governance\/compliance\/"},"modified":"2025-09-15T16:43:04","modified_gmt":"2025-09-15T14:43:04","slug":"compliance","status":"publish","type":"page","link":"https:\/\/e3holding.de\/en\/e3-approach\/governance\/compliance\/","title":{"rendered":"Compliance"},"content":{"rendered":"<section class=\"custom-block section-page-header text-left align-content-vertical-top pb-medium page-header-small pt-navbar\" id=\"block_3f845955ab14a3668f94e00c7b97fc4c\"><div class=\"section-inner page-header-inner\"><div id=\"breadcrumb\" class=\"scrollable border-bottom-mobile\"><div class=\"scroll-container\"><ul class=\"breadcrumb breadcrumb-light\"><\/ul><\/div><\/div><div class=\"wrapper-wide\"><div class=\"page-header-content pt-medium pb-lg-medium\"><div class=\"row\"><div class=\"col-sm-20 offset-sm-2 col-lg-11 offset-lg-2  align-self-center\"><div class=\"page-header-content pb-medium pb-lg-0\"><span class=\"page-title underline underline-secondary mb-3\">Compliance<\/span><h1 class=\"mb-0 text-reveal\">Compliance Rules and Regulations<\/h1><\/div><\/div><div class=\"col-sm-20 offset-sm-2 col-lg-8 offset-lg-1  align-self-center\"><div class=\"image-container image-standard image-rounded image-standard fade-in\"><img loading=\"lazy\" decoding=\"async\" width=\"1800\" height=\"1200\" src=\"https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-compliance.jpg\" class=\"img-fluid\" alt=\"\" srcset=\"https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-compliance.jpg 1800w, https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-compliance-300x200.jpg 300w, https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-compliance-1024x683.jpg 1024w, https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-compliance-768x512.jpg 768w, https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-compliance-1536x1024.jpg 1536w, https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-compliance-1280x853.jpg 1280w\" sizes=\"auto, (max-width: 1800px) 100vw, 1800px\" \/><\/div><\/div><\/div><\/div><div class=\"row d-none d-lg-flex\"><div class=\"col-lg-22 offset-lg-1\"><hr><\/div><\/div><\/div><\/div><\/section><section id=\"block_73c0ac9b5e2dc4c1ea875ea92ea600c0\" class=\"custom-block section-content align-content-vertical-top pb-medium\"><div class=\"wrapper-wide\"><div class=\"section-inner\"><div class=\"row g-0\"><div class=\"col-sm-20 offset-sm-2 col-lg-12 offset-lg-2 order-lg-1\"><div class=\"acf-innerblocks-container\">\n\n<p>Responsible corporate governance requires consistent compliance with legal requirements. This includes measures against money laundering, terrorist financing, corruption, and bribery, as well as protection against market manipulation and insider trading, and compliance with international sanctions and embargoes. Effective compliance management strengthens the integrity of the financial system, supporting economic stability and social development.<\/p>\n\n\n\n<div id=\"block_16bb82f9d794cec67f0081edeecc1d4c'\" class=\"custom-block section-download pt-small pb-small\">\n\n\n\t<div class=\"tile-download tile tile-rounded tile-padding-large\">\n\t\t<div class=\"tile-inner bg-beige-light\">\n\t\t\t<div class=\"row\">\n\n\t\t\t\t<div class=\"col-24 col-sm-8 col-lg-8 align-self-lg-center\"><div class=\"image-container m-auto mt-4 mb-5 mt-sm-0 mb-sm-0 bg-white image-a4 image-download shadow pointer-events-none\" style=\"max-width:10rem\"><img width=\"640\" height=\"905\" src=\"https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/06\/E3_Compliance_RulesRegulations_EN-pdf-724x1024.jpg\" class=\"img-fluid shadow-lg\" alt=\"Governance: Compliance Rules and Regulations\" loading=\"lazy\" decoding=\"async\" \/><\/div><\/div>\n\t\t\t\t<div class=\"col-24 col-sm-16 col-lg-16 align-self-center\">\n\t\t\t\t\t\n\t\t\t\t\t<div class=\"download-info\">\n\t\t\t\t\t\t<span class=\"page-title\">pdf<\/span>\n\t\t\t\t\t\t<p class=\"h3 download-title mt-0 mb-1\">Compliance Rules and Regulations<\/p>\n\t\t\t\t\t\t<p class=\"download-description small muted mb-3\">E3 Holding SE<\/p>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t<a class=\"d-block text-center text-sm-start\" target=\"_blank\" title=\"Download Compliance Rules and Regulations\" href=\"https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/06\/E3_Compliance_RulesRegulations_EN.pdf\">\n\n\t\t\t\t\t\n\t\t\t\t\t\t<button class=\"button button-background-secondary w-100\">\n\t\t\t\t\t\t\t<i class=\"fa fa-download\"><\/i><span class=\"ms-2 d-inline-block\">Download<\/span>\n\t\t\t\t\t\t<\/button>\n\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t<\/a>\n\n\t\t\t\t<\/div>\n\t\t\t<\/div>\n\t\t<\/div>\n\t<\/div>\n<\/div>\n\n\n<\/div><\/div><script type=\"text\/javascript\">jQuery(function ($) {\n    var project1 = $('.sidebar').offset();\n    var $window = $(window);\n    \n    $window.scroll(function() {\n        if ( $window.scrollTop() >= project1.top) {\n            $(\".sidebar-inner\").addClass(\"sticky\");\n        }\n        if ( $window.scrollTop() <= project1.top) {\n            $(\".sidebar-inner\").removeClass(\"sticky\");\n        }\n    });\t\t\t\n});\n<\/script><div class=\"sidebar-child-pages col-sm-20 offset-sm-2 col-lg-6 offset-lg-2 order-lg-12\"><div class=\"sidebar\"><div class=\"sidebar-inner\">\n<a href=\"https:\/\/e3holding.de\/en\/e3-approach\/governance\/\">\n<h4 class=\"mb-3\">Governance<\/h4>\n<\/a>\n\n\n    <ul class=\"list-numbers\">\n\n    \n        \n        <li id=\"child-6072\" class=\"child-page active'\">\n\n        <span class=\"list-number\">1<\/span>\n\n        <a href=\"https:\/\/e3holding.de\/en\/e3-approach\/governance\/compliance\/\" title=\"\">Compliance Rules and Regulations<\/a>\n\n        <\/li>\n\n    \n        \n        <li id=\"child-6074\" class=\"child-page'\">\n\n        <span class=\"list-number\">2<\/span>\n\n        <a href=\"https:\/\/e3holding.de\/en\/e3-approach\/governance\/code-of-conduct\/\" title=\"\">Code of Conduct<\/a>\n\n        <\/li>\n\n    \n        \n        <li id=\"child-6076\" class=\"child-page'\">\n\n        <span class=\"list-number\">3<\/span>\n\n        <a href=\"https:\/\/e3holding.de\/en\/e3-approach\/governance\/business-strategy\/\" title=\"\">Business Strategy<\/a>\n\n        <\/li>\n\n    \n        \n        <li id=\"child-6080\" class=\"child-page'\">\n\n        <span class=\"list-number\">4<\/span>\n\n        <a href=\"https:\/\/e3holding.de\/en\/e3-approach\/governance\/valuation-policy\/\" title=\"\">Valuation Policies & Procedures<\/a>\n\n        <\/li>\n\n    \n        \n        <li id=\"child-6082\" class=\"child-page'\">\n\n        <span class=\"list-number\">5<\/span>\n\n        <a href=\"https:\/\/e3holding.de\/en\/e3-approach\/governance\/dei\/\" title=\"\">Diversity, Equity & Inclusion (DE&I) Policy<\/a>\n\n        <\/li>\n\n    \n    <\/ul>\n\n\n<\/div><\/div><\/div><\/div><\/div><\/div><\/section><style type=\"text\/css\">#block_12e04b178a46832c73e0b7b1ee00fca5 .section-inner {background-color: rgb(242,243,244);} #block_12e04b178a46832c73e0b7b1ee00fca5 .background-image:before {background: -moz-linear-gradient(left, rgba(242,243,244,1) 0%, rgba(242,243,244,0) 100%);background: -webkit-linear-gradient(left, rgba(242,243,244,1) 0%,rgba(242,243,244,0) 100%);background: linear-gradient(to right, rgba(242,243,244,1) 0%,rgba(242,243,244,0) 100%);}#block_12e04b178a46832c73e0b7b1ee00fca5 .section-content:before {background: -moz-linear-gradient(bottom, rgba(242,243,244,1) 0%, rgba(242,243,244,0) 100%);background: -webkit-linear-gradient(bottom, rgba(242,243,244,1) 0%,rgba(242,243,244,0) 100%);background: linear-gradient(to top, rgba(242,243,244,1) 0%,rgba(242,243,244,0) 100%);}#block_12e04b178a46832c73e0b7b1ee00fca5.gradient-top .section-inner:before {background: -moz-linear-gradient(top, rgba(242,243,244,1) 0%, rgba(242,243,244,0) 100%);background: -webkit-linear-gradient(top, rgba(242,243,244,1) 0%,rgba(242,243,244,0) 100%);background: linear-gradient(to bottom, rgba(242,243,244,1) 0%,rgba(242,243,244,0) 100%);}<\/style><section class=\"custom-block section-teaser has-background content-left teaser-next\" id=\"block_12e04b178a46832c73e0b7b1ee00fca5\"><div class=\"section-inner\"><div class=\"image-container background-image image-bg-transition image-bg-transition-left image-bottom-left\"><img loading=\"lazy\" decoding=\"async\" width=\"1800\" height=\"1200\" src=\"https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-code-of-conduct.jpg\" class=\"img-fluid pointer-events-none\" alt=\"Unser gruppenweiter Verhaltenskodex setzt verbindliche Standards.\" srcset=\"https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-code-of-conduct.jpg 1800w, https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-code-of-conduct-300x200.jpg 300w, https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-code-of-conduct-1024x683.jpg 1024w, https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-code-of-conduct-768x512.jpg 768w, https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-code-of-conduct-1536x1024.jpg 1536w, https:\/\/e3holding.de\/wordpress\/wp-content\/uploads\/2025\/07\/e3-code-of-conduct-1280x853.jpg 1280w\" sizes=\"auto, (max-width: 1800px) 100vw, 1800px\" \/><\/div><div class=\"wrapper-wide\"><div class=\"row g-0\"><div class=\"col-sm-20 offset-sm-2 col-lg-10 align-self-lg-center position-relative\"><div class=\"section-content pt-lg-medium pb-medium\"><p class=\"teaser-page-title page-title\">Next chapter<\/p><h2>Code of Conduct<\/h2><a href=\"https:\/\/e3holding.de\/en\/e3-approach\/governance\/code-of-conduct\/\" title=\"Next chapter\"><button class=\"button button-background-secondary button-circle button-circle-small button-icon button-arrow align-self-center\"><svg xmlns=\"http:\/\/www.w3.org\/2000\/svg\" height=\"48\" viewBox=\"0 96 960 960\" width=\"48\"><path d=\"m600 856-42-42 208-208H80v-60h686L558 338l42-42 280 280-280 280Z\"\/><\/svg><\/button><\/a><\/div><\/div><\/div><\/div><\/section>","protected":false},"excerpt":{"rendered":"","protected":false},"author":9,"featured_media":6009,"parent":6005,"menu_order":1,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"footnotes":""},"class_list":["post-6072","page","type-page","status-publish","has-post-thumbnail","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/e3holding.de\/en\/wp-json\/wp\/v2\/pages\/6072","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/e3holding.de\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/e3holding.de\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/e3holding.de\/en\/wp-json\/wp\/v2\/users\/9"}],"replies":[{"embeddable":true,"href":"https:\/\/e3holding.de\/en\/wp-json\/wp\/v2\/comments?post=6072"}],"version-history":[{"count":10,"href":"https:\/\/e3holding.de\/en\/wp-json\/wp\/v2\/pages\/6072\/revisions"}],"predecessor-version":[{"id":6299,"href":"https:\/\/e3holding.de\/en\/wp-json\/wp\/v2\/pages\/6072\/revisions\/6299"}],"up":[{"embeddable":true,"href":"https:\/\/e3holding.de\/en\/wp-json\/wp\/v2\/pages\/6005"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/e3holding.de\/en\/wp-json\/wp\/v2\/media\/6009"}],"wp:attachment":[{"href":"https:\/\/e3holding.de\/en\/wp-json\/wp\/v2\/media?parent=6072"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}